This is the web page of Michael Cozzi.

I am currently employed as a stockbroker

at Gilbert, Doniger & Company in

New York City. I am also currently 

enrolled in the M.B.A. program at

Baruch College of the

City University of New York

 

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Michael A. Cozzi
741 Fifth Street  
Lyndhurst, New Jersey 07071
(201) 372-0117
[email protected]

EDUCATION:
Baruch College, City University of New York, Zicklin School of Business, New York, New York
Master of Business Administration, September 1998 – Present

Montclair State University , Montclair, New Jersey
Bachelor of Arts – May 1996

LICENSES AND SKILLS:
Series 7, 63, and 55
Paralegal Certificate (American Bar Association Approved Program)
Microsoft Word and Excel

EXPERIENCE:
Gilbert, Doniger & Company , New York, New York, March 1999- Present
Stockbroker and Operations Manager
· Communicate with clients in order to relay market information and take orders for equity, option, and fixed income securities.
· Execute client orders directly through computer order entry systems and over the phone via market makers and trading desks.
· Communicate with margin clerk in order to handle and resolve all margin issues and problems.
· Handle all problems and issues relating to order matching, trade breaks, order errors, risk management, corporate reorganization, tender offers, prime broker accounts, c.o.d. accounts, and cashiering.
· Process all new accounts, federal fund wires, check requests, and journals.

Clarfeld & Company Financial Advisors , New York, New York, December 1997-February 1999
Investment Assistant
· Used Microsoft Word and Excel to assist in the preparation of quarterly client financial reports which allowed financial advisors to suggest investment recommendations and show investment performance to clients.
· Gathered mutual fund information from fund company representatives and from the Internet for investment analysts to use in the investment of mutual funds.
· Assisted in the preparation of client cash-flow analysis presentations used by financial advisors to display retirement scenarios to clients.

Prudential Securities , Short Hills, New Jersey, September 1996- December 1997
Brokerage Clerk
· Entered orders for securities via computer order entry system.
· Corrected order errors on securities transactions.
· Communicated with trading desks to handle order problems.

County of Orange Department of Planning, Goshen, New York, July 1996- August 1996
Internship as a Planner
· Conducted study of uses of freight for businesses in Orange County that was used to analyze the economic viability of a proposed station Village of Goshen.
· Prepared land use map of area that was used to determine the location of the site designated to be used for the proposed train station in Village of Goshen.

HONORS:  Dean’s List